Regulatory Compliance (Manager to AVP Level)

Managed relationship and exam/ inspection reviewed with all regulators and partners and ensure inspection preparedness.

Provided compliance advice/support on a variety of complex regulations (e.g. BOT, AML/CFT, OIC, NCB, OCPB, payment regulations, consumer protection, technology, information security, credit information and privacy, data protection etc.)

Monitor newly/change of relevant applicable regulations and timely update to Management and relevant business functions.

Developed and maintained all relevant Policies Procedures and Processes based upon regulatory requirements, industry practices and established internal controls, including and its related activities to prevent illegal, unethical, or improper conduct.

Helped to ensure compliance with regulatory filing deadlines for license filings, regulatory reporting, and other mandated state activity to follow the regulatory regulations.

Being the principal point of contact for any government investigations and examination (BOT, CPB, AMLO, OIC, NCB), draft responses to regulatory inquires, managed compliance audits, informed management of the results, and implemented corrective actions.

Evaluated business in relation to regulatory and reputation risk and provided recommendations.

Lead Compliance Risk Assessment and handle any and all regulatory compliance related programs such as compliance checklist, compliance testing (onsite & offsite), training and reporting, and internal controls testing to ensure compliance to laws and regulations.

Trained employees on current and new regulations, practices and requirements

Mitigate any regulatory compliance risks exposure associated with business activities.

Implement required BTMU or BAY initiatives to Krungsri Consumer.

Develop and update local compliance policy to comply with new/amendment laws and regulations.

Promote compliance culture within the organization.

Provide compliance advice to business.

• Bachelor’s or Master’s degree in Law.

Experience:

• Minimum 5 years of work experience in banking, non-bank, or financial services (credit card, personal loan, e-payment, or insurance industry experience is a plus).

• Proven experience at management level is required.

Skills & Competencies:

• Strong knowledge of regulatory frameworks (BOT, AML/CFT, OIC, NCB, OCPB, etc.).

• Ability to manage regulatory reporting, compliance testing, and risk assessments.

• Excellent communication, advisory, and stakeholder management skills.

• Strong analytical, problem-solving, and project management skills.